Board Oversight

Regarding our Ethics & Compliance program, the Board of Directors and Audit Committee

  • Interact directly with the responsible Ethics & Compliance focal, the Executive Director of E&C on a quarterly basis, and;
  • are knowledgeable about the content and operation
  • exercise reasonable oversight of the implementation and effectiveness measures
  • receive direct reporting about the activities of the program.

The Ethics & Compliance function supports the Board's fulfillment of their oversight responsibility by:

  • Providing context of the elements of an effective program, including program health & initiatives in work
  • Reporting on risks, gaps, and challenges and the initiatives undertaken to manage them
  • Providing quarterly Ethics Helpline metrics and analysis
  • Sharing best practices of peers and in the field
  • Delivering compliance training as required